Licencia: Broker-Dealer Agent

Nebraska Dept. of Banking & Finance sitio externo

1526 K St, Ste 300

Lincoln, NE 68509

(402) 224-3445

<h3>Occupational Description</h3><br>A Broker-Dealer Agent represents a Broker-Dealer in making transactions. An Agent must be employed/registered by a Broker-Dealer to transact business in Nebraska, unless exempt.<br><h3>Licensure Requirements</h3><br>Registration requirements may be obtained by contacting the Nebraska Department of Banking and Finance.<br><h3>Fees</h3><br>Initial Broker-Dealer Agent License- $40.00<br><h3>Renewal</h3><br>Licenses must be renewed annually by December 31. The renewal fee is $40.00.