Licencia: Financial Planner
Individuals must register in the Investment Advisor Registration Depository operated by the Financial Industry Regulatory Authority (FINRA). Registering in Washington costs $40 as a representative of a firm, or $150 as a sole proprietor. Invididuals must pass qualifying examinations, file a financial statement and file a proposed client contract.
- atado a los negocios
- Se requiere un examen de terceros
- Sin requisitos de antecedentes penales
Información de licencia actualizada en 07/13/2022